Our Staff has compiled our research into a database of FINRA Broker Allegations for Shailesh Narottam Negandhi.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Shailesh Narottam Negandhi | 4897340 | 3 | 08/16/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Shailesh Narottam Negandhi | 4897340 | 3 | 03/24/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Shailesh Narottam Negandhi | 4897340 | 3 | 06/25/2020 | Customer Dispute | Settled | $656,000.00 | $0.00 | See Allegations |