Our Staff has compiled our research into a database of FINRA Broker Allegations for Gianluca De Berardinis.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Gianluca De Berardinis | 4893776 | 5 | 12/12/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Gianluca De Berardinis | 4893776 | 5 | 08/18/2023 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See Allegations |
| Gianluca De Berardinis | 4893776 | 5 | 06/23/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Gianluca De Berardinis | 4893776 | 5 | 06/09/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Gianluca De Berardinis | 4893776 | 5 | 12/06/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |