Our Staff has compiled our research into a database of FINRA Broker Allegations for Jesus Rodriguez.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Jesus Rodriguez | 4888685 | 16 | 09/09/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Jesus Rodriguez | 4888685 | 16 | 08/30/2021 | Customer Dispute | Settled | $266,000.00 | $0.00 | See Allegations |
| Jesus Rodriguez | 4888685 | 16 | 08/23/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Jesus Rodriguez | 4888685 | 16 | 08/23/2021 | Customer Dispute | Settled | $28,000.00 | $0.00 | See Allegations |
| Jesus Rodriguez | 4888685 | 16 | 08/06/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Jesus Rodriguez | 4888685 | 16 | 07/15/2021 | Customer Dispute | Settled | $61,431.00 | $0.00 | See Allegations |