Our Staff has compiled our research into a database of FINRA Broker Allegations for Jesus Rodriguez.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Jesus Rodriguez | 4888685 | 16 | 01/24/2024 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Jesus Rodriguez | 4888685 | 16 | 08/28/2023 | Customer Dispute | Settled | $2,845,950.00 | $0.00 | See Allegations |
| Jesus Rodriguez | 4888685 | 16 | 04/07/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Jesus Rodriguez | 4888685 | 16 | 02/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Jesus Rodriguez | 4888685 | 16 | 02/17/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Jesus Rodriguez | 4888685 | 16 | 01/26/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Jesus Rodriguez | 4888685 | 16 | 01/24/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Jesus Rodriguez | 4888685 | 16 | 12/15/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Jesus Rodriguez | 4888685 | 16 | 11/29/2021 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Jesus Rodriguez | 4888685 | 16 | 09/28/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |