Our Staff has compiled our research into a database of FINRA Broker Allegations for Forrest Jones.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Forrest Jones | 4880765 | 7 | 05/13/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Forrest Jones | 4880765 | 7 | 11/23/2021 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Forrest Jones | 4880765 | 7 | 05/13/2021 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Forrest Jones | 4880765 | 7 | 10/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Forrest Jones | 4880765 | 7 | 05/26/2020 | Customer Dispute | Award / Judgment | $335,000.00 | $200,000.00 | See Allegations |