Our Staff has compiled our research into a database of FINRA Broker Allegations for Carmine Anthony Berardi.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Carmine Anthony Berardi | 4879362 | 2 | 08/10/2021 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Carmine Anthony Berardi | 4879362 | 2 | 12/16/2020 | Customer Dispute | Award / Judgment | $278,633.00 | $0.00 | See Allegations |