Potomac Analytics' Logo

FINRA Broker Allegations for Shirley Ank Wong

Our Staff has compiled our research into a database of FINRA Broker Allegations for Shirley Ank Wong.

Search by Allegation Text:

Date Range:

to

Filter by:

Sort by:

Displaying 11-12 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Shirley Ank Wong48691841206/07/2022Customer DisputeWithdrawn$505,700.00$0.00See Allegations
Shirley Ank Wong48691841206/03/2022Customer DisputeSettled$50,000.00$0.00See Allegations

12 Results

Display: