Our Staff has compiled our research into a database of FINRA Broker Allegations for Shirley Ank Wong.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Shirley Ank Wong | 4869184 | 12 | 07/05/2024 | Customer Dispute | Pending | $210,000.00 | $0.00 | See Allegations |
| Shirley Ank Wong | 4869184 | 12 | 12/26/2023 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See Allegations |
| Shirley Ank Wong | 4869184 | 12 | 04/21/2023 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See Allegations |
| Shirley Ank Wong | 4869184 | 12 | 04/21/2023 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See Allegations |
| Shirley Ank Wong | 4869184 | 12 | 04/21/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Shirley Ank Wong | 4869184 | 12 | 04/21/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Shirley Ank Wong | 4869184 | 12 | 04/21/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Shirley Ank Wong | 4869184 | 12 | 01/03/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| Shirley Ank Wong | 4869184 | 12 | 09/10/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Shirley Ank Wong | 4869184 | 12 | 08/02/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |