Our Staff has compiled our research into a database of FINRA Broker Allegations for James Hal Heafner.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Hal Heafner | 4837072 | 7 | 03/31/2020 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| James Hal Heafner | 4837072 | 7 | 07/30/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |