Our Staff has compiled our research into a database of FINRA Broker Allegations for Sergio AndrÉS Moure Torres.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Sergio AndrÉs Moure Torres | 4829488 | 8 | 01/17/2020 | Customer Dispute | Settled | $74,000.00 | $0.00 | See Allegations |
| Sergio AndrÉs Moure Torres | 4829488 | 8 | 09/04/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
| Sergio AndrÉs Moure Torres | 4829488 | 8 | 09/28/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See Allegations |
| Sergio AndrÉs Moure Torres | 4829488 | 8 | 01/19/2018 | Customer Dispute | Settled | $400,000.00 | $0.00 | See Allegations |
| Sergio AndrÉs Moure Torres | 4829488 | 8 | 12/04/2017 | Customer Dispute | Settled | $168,414.00 | $0.00 | See Allegations |
| Sergio AndrÉs Moure Torres | 4829488 | 8 | 07/11/2016 | Customer Dispute | Settled | $80,000.00 | $0.00 | See Allegations |
| Sergio AndrÉs Moure Torres | 4829488 | 8 | 07/30/2014 | Customer Dispute | Settled | $169,927.00 | $0.00 | See Allegations |