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FINRA Broker Allegations for Heath Shayne Bowen

Our Staff has compiled our research into a database of FINRA Broker Allegations for Heath Shayne Bowen.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Heath Shayne Bowen4824684811/23/2022Customer DisputePending$10,500,000.00$0.00See Allegations
Heath Shayne Bowen4824684803/03/2018Customer DisputePending$121,672.00$0.00See Allegations
Heath Shayne Bowen4824684812/18/2017Customer DisputeAward / Judgment$587,500.00$575,000.00See Allegations
Heath Shayne Bowen4824684812/11/2017Customer DisputePending$64,000.00$0.00See Allegations
Heath Shayne Bowen4824684809/29/2017Customer DisputePending$456,529.00$0.00See Allegations

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