Our Staff has compiled our research into a database of FINRA Broker Allegations for Heath Shayne Bowen.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Heath Shayne Bowen | 4824684 | 8 | 11/23/2022 | Customer Dispute | Pending | $10,500,000.00 | $0.00 | See Allegations |
| Heath Shayne Bowen | 4824684 | 8 | 04/16/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Heath Shayne Bowen | 4824684 | 8 | 07/10/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Heath Shayne Bowen | 4824684 | 8 | 03/03/2018 | Customer Dispute | Pending | $121,672.00 | $0.00 | See Allegations |
| Heath Shayne Bowen | 4824684 | 8 | 12/18/2017 | Customer Dispute | Award / Judgment | $587,500.00 | $575,000.00 | See Allegations |
| Heath Shayne Bowen | 4824684 | 8 | 12/11/2017 | Customer Dispute | Pending | $64,000.00 | $0.00 | See Allegations |
| Heath Shayne Bowen | 4824684 | 8 | 09/29/2017 | Customer Dispute | Pending | $456,529.00 | $0.00 | See Allegations |
| Heath Shayne Bowen | 4824684 | 8 | 06/01/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |