Our Staff has compiled our research into a database of FINRA Broker Allegations for Raymond Michael Sullivan.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Raymond Michael Sullivan | 4784741 | 1 | 08/16/2016 | Customer Dispute | Award / Judgment | $588,872.00 | $0.00 | See Allegations |