Our Staff has compiled our research into a database of FINRA Broker Allegations for Carlos Miranda.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Carlos Miranda | 4782207 | 1 | 10/22/2015 | Customer Dispute | Award / Judgment | $0.00 | $685,579.00 | See Allegations |