Our Staff has compiled our research into a database of FINRA Broker Allegations for Jorge Luis Alfonso.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Jorge Luis Alfonso | 4728979 | 3 | 09/10/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
Jorge Luis Alfonso | 4728979 | 3 | 11/02/2018 | Customer Dispute | Award / Judgment | $4,093,070.00 | $0.00 | See Allegations |
Jorge Luis Alfonso | 4728979 | 3 | 07/01/2016 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See Allegations |