Our Staff has compiled our research into a database of FINRA Broker Allegations for Keith Kavell Carter.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Keith Kavell Carter | 4703579 | 2 | 08/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Keith Kavell Carter | 4703579 | 2 | 06/05/2009 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See Allegations |