Our Staff has compiled our research into a database of FINRA Broker Allegations for Ian M Deliz Morales.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Ian M Deliz Morales | 4697350 | 31 | 03/22/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 03/02/2016 | Customer Dispute | Award / Judgment | $5,000,000.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 02/16/2016 | Customer Dispute | Settled | $289,273.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 01/15/2016 | Customer Dispute | Settled | $60,153.70 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 10/30/2015 | Customer Dispute | Pending | $5,818,320.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 10/28/2015 | Customer Dispute | Settled | $850,000.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 08/17/2015 | Customer Dispute | Settled | $800,000.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 12/10/2014 | Customer Dispute | Settled | $400,000.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 09/16/2014 | Customer Dispute | Award / Judgment | $285,000.00 | $354,856.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 08/22/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |