Our Staff has compiled our research into a database of FINRA Broker Allegations for Ian M Deliz Morales.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Ian M Deliz Morales | 4697350 | 31 | 01/29/2019 | Customer Dispute | Pending | $5,818,320.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 11/05/2018 | Customer Dispute | Settled | $410,000.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 07/30/2018 | Customer Dispute | Settled | $420,000.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 07/30/2018 | Customer Dispute | Settled | $170,000.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 06/29/2018 | Customer Dispute | Settled | $185,000.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 06/05/2018 | Customer Dispute | Settled | $1,757,850.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 04/13/2018 | Customer Dispute | Settled | $680,000.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 03/14/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 10/11/2017 | Customer Dispute | Settled | $340,000.00 | $0.00 | See Allegations |
| Ian M Deliz Morales | 4697350 | 31 | 07/03/2017 | Customer Dispute | Settled | $635,472.00 | $0.00 | See Allegations |