Our Staff has compiled our research into a database of FINRA Broker Allegations for Christopher Charles Burtraw.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Christopher Charles Burtraw | 4670431 | 10 | 12/10/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| Christopher Charles Burtraw | 4670431 | 10 | 06/04/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Christopher Charles Burtraw | 4670431 | 10 | 05/26/2017 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See Allegations |
| Christopher Charles Burtraw | 4670431 | 10 | 09/28/2016 | Customer Dispute | Settled | $293,250.00 | $0.00 | See Allegations |
| Christopher Charles Burtraw | 4670431 | 10 | 08/19/2016 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Christopher Charles Burtraw | 4670431 | 10 | 03/03/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Christopher Charles Burtraw | 4670431 | 10 | 09/30/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Christopher Charles Burtraw | 4670431 | 10 | 01/30/2014 | Customer Dispute | Closed-No Action | $160,000.00 | $0.00 | See Allegations |
| Christopher Charles Burtraw | 4670431 | 10 | 10/20/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |