Our Staff has compiled our research into a database of FINRA Broker Allegations for Mitchell William Black.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Mitchell William Black | 4664345 | 6 | 03/05/2019 | Customer Dispute | Award / Judgment | $0.00 | $450.00 | See Allegations |
Mitchell William Black | 4664345 | 6 | 05/12/2014 | Customer Dispute | Settled | $40,000.00 | $0.00 | See Allegations |
Mitchell William Black | 4664345 | 6 | 03/11/2011 | Customer Dispute | Award / Judgment | $750,000.00 | $126,424.00 | See Allegations |
Mitchell William Black | 4664345 | 6 | 04/08/2010 | Customer Dispute | Denied | $21,000.00 | $0.00 | See Allegations |
Mitchell William Black | 4664345 | 6 | 09/17/2007 | Customer Dispute | Denied | $66,178.50 | $0.00 | See Allegations |
Mitchell William Black | 4664345 | 6 | 08/27/2007 | Customer Dispute | Denied | $39,577.10 | $0.00 | See Allegations |