Our Staff has compiled our research into a database of FINRA Broker Allegations for Christopher Thomas Tolmacs.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Christopher Thomas Tolmacs | 4648724 | 23 | 10/02/2016 | Customer Dispute | Award / Judgment | $1,600,000.00 | $0.00 | See Allegations |
Christopher Thomas Tolmacs | 4648724 | 23 | 07/25/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
Christopher Thomas Tolmacs | 4648724 | 23 | 07/11/2016 | Customer Dispute | Settled | $209,000.00 | $0.00 | See Allegations |
Christopher Thomas Tolmacs | 4648724 | 23 | 06/28/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
Christopher Thomas Tolmacs | 4648724 | 23 | 05/04/2016 | Customer Dispute | Settled | $90,000.00 | $0.00 | See Allegations |
Christopher Thomas Tolmacs | 4648724 | 23 | 05/04/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
Christopher Thomas Tolmacs | 4648724 | 23 | 04/29/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Christopher Thomas Tolmacs | 4648724 | 23 | 04/13/2016 | Customer Dispute | Settled | $385,000.00 | $0.00 | See Allegations |
Christopher Thomas Tolmacs | 4648724 | 23 | 03/10/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |