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FINRA Broker Allegations for Christopher Thomas Tolmacs

Our Staff has compiled our research into a database of FINRA Broker Allegations for Christopher Thomas Tolmacs.

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Displaying 11-19 out of 19 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Christopher Thomas Tolmacs46487242310/02/2016Customer DisputeAward / Judgment$1,600,000.00$0.00See Allegations
Christopher Thomas Tolmacs46487242307/25/2016Customer DisputeSettled$300,000.00$0.00See Allegations
Christopher Thomas Tolmacs46487242307/11/2016Customer DisputeSettled$209,000.00$0.00See Allegations
Christopher Thomas Tolmacs46487242306/28/2016Customer DisputeSettled$100,000.00$0.00See Allegations
Christopher Thomas Tolmacs46487242305/04/2016Customer DisputeSettled$90,000.00$0.00See Allegations
Christopher Thomas Tolmacs46487242305/04/2016Customer DisputeSettled$100,000.00$0.00See Allegations
Christopher Thomas Tolmacs46487242304/29/2016RegulatoryFinal$0.00$0.00See Allegations
Christopher Thomas Tolmacs46487242304/13/2016Customer DisputeSettled$385,000.00$0.00See Allegations
Christopher Thomas Tolmacs46487242303/10/2016RegulatoryFinal$0.00$0.00See Allegations

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