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FINRA Broker Allegations for Christopher Thomas Tolmacs

Our Staff has compiled our research into a database of FINRA Broker Allegations for Christopher Thomas Tolmacs.

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Displaying 10 out of 19 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Christopher Thomas Tolmacs46487242305/23/2024Customer DisputePending$60,000.00$0.00See Allegations
Christopher Thomas Tolmacs46487242308/17/2023Customer DisputeSettled$242,842.00$0.00See Allegations
Christopher Thomas Tolmacs46487242312/23/2020Customer DisputeAward / Judgment$71,685.00$0.00See Allegations
Christopher Thomas Tolmacs46487242312/23/2020Customer DisputeSettled$225,000.00$0.00See Allegations
Christopher Thomas Tolmacs46487242307/02/2020Customer DisputeSettled$0.00$0.00See Allegations
Christopher Thomas Tolmacs46487242307/12/2018Customer DisputeSettled$100,000.00$0.00See Allegations
Christopher Thomas Tolmacs46487242303/29/2018Customer DisputeSettled$300,000.00$0.00See Allegations
Christopher Thomas Tolmacs46487242303/13/2018RegulatoryFinal$0.00$0.00See Allegations
Christopher Thomas Tolmacs46487242301/13/2017Customer DisputeSettled$130,268.00$0.00See Allegations
Christopher Thomas Tolmacs46487242312/12/2016Customer DisputeSettled$100,000.00$0.00See Allegations

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