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FINRA Broker Allegations for Scott Jay Matalon

Our Staff has compiled our research into a database of FINRA Broker Allegations for Scott Jay Matalon.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Scott Jay Matalon4637378411/06/2023Customer DisputeSettled$1,500,000.00$0.00See Allegations
Scott Jay Matalon4637378406/06/2023RegulatoryFinal$0.00$0.00See Allegations
Scott Jay Matalon4637378407/21/2022Customer DisputeAward / Judgment$5,324,440.00$901,542.00See Allegations

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