Our Staff has compiled our research into a database of FINRA Broker Allegations for Aaron Christopher Ray.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Aaron Christopher Ray | 4613258 | 6 | 12/02/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Aaron Christopher Ray | 4613258 | 6 | 10/21/2016 | Customer Dispute | Award / Judgment | $205,519.00 | $0.00 | See Allegations |