Our Staff has compiled our research into a database of FINRA Broker Allegations for Spencer Reed Huggett.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Spencer Reed Huggett | 4538364 | 2 | 09/09/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Spencer Reed Huggett | 4538364 | 2 | 05/26/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |