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FINRA Broker Allegations for Mark Charles Cohen

Our Staff has compiled our research into a database of FINRA Broker Allegations for Mark Charles Cohen.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Mark Charles Cohen45348791009/12/2022Customer DisputeSettled$0.00$0.00See Allegations
Mark Charles Cohen45348791008/02/2021Customer DisputeSettled$76,500.00$0.00See Allegations
Mark Charles Cohen45348791005/06/2021Customer DisputeSettled$0.00$0.00See Allegations
Mark Charles Cohen45348791003/04/2020Customer DisputeSettled$50,000.00$0.00See Allegations
Mark Charles Cohen45348791004/07/2011Customer DisputeSettled$0.00$0.00See Allegations

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