Potomac Analytics' Logo

FINRA Broker Allegations for Mark Charles Cohen

Our Staff has compiled our research into a database of FINRA Broker Allegations for Mark Charles Cohen.

Search by Allegation Text:

Date Range:

to

Filter by:

Sort by:

Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Mark Charles Cohen45348791008/08/2024Customer DisputePending$125,000.00$0.00See Allegations
Mark Charles Cohen45348791009/12/2022Customer DisputeSettled$0.00$0.00See Allegations
Mark Charles Cohen45348791008/02/2021Customer DisputeSettled$76,500.00$0.00See Allegations
Mark Charles Cohen45348791005/06/2021Customer DisputeSettled$0.00$0.00See Allegations
Mark Charles Cohen45348791003/04/2020Customer DisputeSettled$50,000.00$0.00See Allegations
Mark Charles Cohen45348791004/07/2011Customer DisputeSettled$0.00$0.00See Allegations
Mark Charles Cohen45348791004/06/2011Customer DisputeDenied$0.00$0.00See Allegations
Mark Charles Cohen45348791003/29/2011Customer DisputeDenied$0.00$0.00See Allegations

8 Results

Display: