Our Staff has compiled our research into a database of FINRA Broker Allegations for Mark Charles Cohen.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Mark Charles Cohen | 4534879 | 10 | 08/08/2024 | Customer Dispute | Pending | $125,000.00 | $0.00 | See Allegations |
| Mark Charles Cohen | 4534879 | 10 | 09/12/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Mark Charles Cohen | 4534879 | 10 | 08/02/2021 | Customer Dispute | Settled | $76,500.00 | $0.00 | See Allegations |
| Mark Charles Cohen | 4534879 | 10 | 05/06/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Mark Charles Cohen | 4534879 | 10 | 03/04/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| Mark Charles Cohen | 4534879 | 10 | 07/21/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Mark Charles Cohen | 4534879 | 10 | 04/30/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Mark Charles Cohen | 4534879 | 10 | 04/07/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Mark Charles Cohen | 4534879 | 10 | 04/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Mark Charles Cohen | 4534879 | 10 | 03/29/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |