Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Michael Knowlton.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Steven Michael Knowlton | 4527446 | 12 | 05/27/2016 | Customer Dispute | Award / Judgment | $144,000.00 | $27,000.00 | See Allegations |