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FINRA Broker Allegations for Cara Michelle Miller

Our Staff has compiled our research into a database of FINRA Broker Allegations for Cara Michelle Miller.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Cara Michelle Miller4521819608/19/2024Customer DisputePending$950,000.00$0.00See Allegations
Cara Michelle Miller4521819605/14/2024Customer DisputeSettled$70,000.00$0.00See Allegations
Cara Michelle Miller4521819603/28/2024Customer DisputeSettled$300,000.00$0.00See Allegations
Cara Michelle Miller4521819605/03/2023Customer DisputeSettled$590,000.00$0.00See Allegations
Cara Michelle Miller4521819607/18/2022Customer DisputeSettled$0.00$0.00See Allegations
Cara Michelle Miller4521819605/18/2020Customer DisputeSettled$500,000.00$0.00See Allegations

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