Our Staff has compiled our research into a database of FINRA Broker Allegations for Thomas Michael Fross.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Thomas Michael Fross | 4509874 | 4 | 06/30/2015 | Customer Dispute | Denied | $17,243.00 | $0.00 | See Allegations |
| Thomas Michael Fross | 4509874 | 4 | 05/27/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See Allegations |
| Thomas Michael Fross | 4509874 | 4 | 10/21/2008 | Customer Dispute | Denied | $22,229.70 | $0.00 | See Allegations |