Our Staff has compiled our research into a database of FINRA Broker Allegations for Doug Marshall Mckelvey.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Doug Marshall Mckelvey | 4502849 | 7 | 01/22/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Doug Marshall Mckelvey | 4502849 | 7 | 06/06/2023 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Doug Marshall Mckelvey | 4502849 | 7 | 02/15/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Doug Marshall Mckelvey | 4502849 | 7 | 08/26/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Doug Marshall Mckelvey | 4502849 | 7 | 05/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Doug Marshall Mckelvey | 4502849 | 7 | 04/08/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Doug Marshall Mckelvey | 4502849 | 7 | 07/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |