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FINRA Broker Allegations for Eric Scott Felsenfeld

Our Staff has compiled our research into a database of FINRA Broker Allegations for Eric Scott Felsenfeld.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Eric Scott Felsenfeld4496689408/20/2024Customer DisputePending$40,000.00$0.00See Allegations
Eric Scott Felsenfeld4496689407/14/2023Customer DisputeSettled$22,000.00$0.00See Allegations
Eric Scott Felsenfeld4496689402/01/2021Customer DisputeSettled$123,000.00$0.00See Allegations
Eric Scott Felsenfeld4496689410/01/2020Customer DisputeDenied$5,000.00$0.00See Allegations

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