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FINRA Broker Allegations for Ruben Javier Frezzotti

Our Staff has compiled our research into a database of FINRA Broker Allegations for Ruben Javier Frezzotti.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Ruben Javier Frezzotti4439983807/22/2021Customer DisputeSettled$5,000,000.00$0.00See Allegations
Ruben Javier Frezzotti4439983811/21/2017Customer DisputeAward / Judgment$180,000.00$43,827.00See Allegations
Ruben Javier Frezzotti4439983806/05/2012Customer DisputeSettled$0.00$0.00See Allegations
Ruben Javier Frezzotti4439983808/22/2011Customer DisputeSettled$0.00$0.00See Allegations
Ruben Javier Frezzotti4439983802/22/2011Customer DisputeDenied$11,000.00$0.00See Allegations
Ruben Javier Frezzotti4439983804/09/2010Customer DisputeDenied$46,007.00$0.00See Allegations
Ruben Javier Frezzotti4439983805/15/2008Customer DisputeClosed-No Action$0.00$0.00See Allegations

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