Our Staff has compiled our research into a database of FINRA Broker Allegations for Ruben Javier Frezzotti.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Ruben Javier Frezzotti | 4439983 | 8 | 09/21/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Ruben Javier Frezzotti | 4439983 | 8 | 07/22/2021 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See Allegations |
| Ruben Javier Frezzotti | 4439983 | 8 | 11/21/2017 | Customer Dispute | Award / Judgment | $180,000.00 | $43,827.00 | See Allegations |
| Ruben Javier Frezzotti | 4439983 | 8 | 06/05/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Ruben Javier Frezzotti | 4439983 | 8 | 08/22/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Ruben Javier Frezzotti | 4439983 | 8 | 02/22/2011 | Customer Dispute | Denied | $11,000.00 | $0.00 | See Allegations |
| Ruben Javier Frezzotti | 4439983 | 8 | 04/09/2010 | Customer Dispute | Denied | $46,007.00 | $0.00 | See Allegations |
| Ruben Javier Frezzotti | 4439983 | 8 | 05/15/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See Allegations |