Our Staff has compiled our research into a database of FINRA Broker Allegations for William Madison Swayne.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| William Madison Swayne | 440968 | 10 | 02/12/2014 | Regulatory | Final | $0.00 | $0.00 | See Allegations |