Our Staff has compiled our research into a database of FINRA Broker Allegations for Jill M Cody.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Jill M Cody | 4333419 | 13 | 12/22/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Jill M Cody | 4333419 | 13 | 12/20/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See Allegations |
Jill M Cody | 4333419 | 13 | 09/04/2015 | Customer Dispute | Settled | $160,000.00 | $0.00 | See Allegations |