Our Staff has compiled our research into a database of FINRA Broker Allegations for Jill M Cody.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Jill M Cody | 4333419 | 13 | 09/13/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Jill M Cody | 4333419 | 13 | 08/28/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Jill M Cody | 4333419 | 13 | 08/14/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Jill M Cody | 4333419 | 13 | 03/23/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Jill M Cody | 4333419 | 13 | 12/22/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Jill M Cody | 4333419 | 13 | 09/04/2015 | Customer Dispute | Settled | $160,000.00 | $0.00 | See Allegations |