Our Staff has compiled our research into a database of FINRA Broker Allegations for Jill M Cody.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Jill M Cody | 4333419 | 13 | 03/28/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Jill M Cody | 4333419 | 13 | 02/26/2019 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Jill M Cody | 4333419 | 13 | 12/12/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Jill M Cody | 4333419 | 13 | 09/13/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Jill M Cody | 4333419 | 13 | 08/28/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Jill M Cody | 4333419 | 13 | 08/14/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Jill M Cody | 4333419 | 13 | 08/11/2017 | Customer Dispute | Award / Judgment | $5,000.00 | $286,096.00 | See Allegations |
| Jill M Cody | 4333419 | 13 | 03/23/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Jill M Cody | 4333419 | 13 | 02/23/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Jill M Cody | 4333419 | 13 | 01/18/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See Allegations |