Our Staff has compiled our research into a database of FINRA Broker Allegations for Kenneth George Catanella.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Kenneth George Catanella | 43254 | 15 | 01/31/1992 | Customer Dispute | Settled | $13,340.00 | $0.00 | See Allegations |
| Kenneth George Catanella | 43254 | 15 | 12/01/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Kenneth George Catanella | 43254 | 15 | 09/01/1984 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Kenneth George Catanella | 43254 | 15 | 08/31/1984 | Customer Dispute | Settled | $190,000.00 | $0.00 | See Allegations |
| Kenneth George Catanella | 43254 | 15 | 08/04/1983 | Customer Dispute | Settled | $60,000.00 | $0.00 | See Allegations |
| Kenneth George Catanella | 43254 | 15 | 08/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Kenneth George Catanella | 43254 | 15 | 03/21/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Kenneth George Catanella | 43254 | 15 | 03/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Kenneth George Catanella | 43254 | 15 | 01/26/1983 | Customer Dispute | Settled | $75,000.00 | $0.00 | See Allegations |
| Kenneth George Catanella | 43254 | 15 | 01/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |