Our Staff has compiled our research into a database of FINRA Broker Allegations for Fred Bogar Smith.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Fred Bogar Smith | 427575 | 9 | 05/07/2010 | Customer Dispute | Withdrawn | $237,500.00 | $0.00 | See Allegations |