Our Staff has compiled our research into a database of FINRA Broker Allegations for Fred Bogar Smith.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Fred Bogar Smith | 427575 | 9 | 08/22/2017 | Customer Dispute | Award / Judgment | $711,647.00 | $344,584.00 | See Allegations |
| Fred Bogar Smith | 427575 | 9 | 12/13/2010 | Customer Dispute | Settled | $851,226.00 | $0.00 | See Allegations |
| Fred Bogar Smith | 427575 | 9 | 10/12/2010 | Customer Dispute | Award / Judgment | $25,000.00 | $20,187.20 | See Allegations |
| Fred Bogar Smith | 427575 | 9 | 07/06/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Fred Bogar Smith | 427575 | 9 | 05/07/2010 | Customer Dispute | Withdrawn | $237,500.00 | $0.00 | See Allegations |
| Fred Bogar Smith | 427575 | 9 | 11/02/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Fred Bogar Smith | 427575 | 9 | 06/19/2009 | Customer Dispute | Settled | $420,184.00 | $0.00 | See Allegations |
| Fred Bogar Smith | 427575 | 9 | 06/08/2009 | Customer Dispute | Settled | $152,000.00 | $0.00 | See Allegations |
| Fred Bogar Smith | 427575 | 9 | 06/20/1994 | Customer Dispute | Settled | $70,000.00 | $0.00 | See Allegations |