Our Staff has compiled our research into a database of FINRA Broker Allegations for Fred Bogar Smith.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Fred Bogar Smith | 427575 | 9 | 08/22/2017 | Customer Dispute | Award / Judgment | $711,647.00 | $344,584.00 | See Allegations |
| Fred Bogar Smith | 427575 | 9 | 10/12/2010 | Customer Dispute | Award / Judgment | $25,000.00 | $20,187.20 | See Allegations |