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FINRA Broker Allegations for Jeffrey Adam Miller

Our Staff has compiled our research into a database of FINRA Broker Allegations for Jeffrey Adam Miller.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Jeffrey Adam Miller4251936407/06/2021Customer DisputeSettled$1,000,000.00$0.00See Allegations
Jeffrey Adam Miller4251936406/13/2016Customer DisputeAward / Judgment$0.00$209,775.00See Allegations
Jeffrey Adam Miller4251936411/06/2015Customer DisputeSettled$10,000.00$0.00See Allegations
Jeffrey Adam Miller4251936401/26/2009Customer DisputeDenied$50,000.00$0.00See Allegations

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