Our Staff has compiled our research into a database of FINRA Broker Allegations for John E Pelletier.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| John E Pelletier | 4205289 | 2 | 09/21/2023 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
| John E Pelletier | 4205289 | 2 | 08/19/2020 | Customer Dispute | Settled | $51,550.00 | $0.00 | See Allegations |