Our Staff has compiled our research into a database of FINRA Broker Allegations for Craig Lee Carson.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Craig Lee Carson | 41892 | 23 | 09/06/2000 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Craig Lee Carson | 41892 | 23 | 11/04/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Craig Lee Carson | 41892 | 23 | 12/12/1995 | Customer Dispute | Settled | $47,000.00 | $0.00 | See Allegations |
Craig Lee Carson | 41892 | 23 | 06/22/1995 | Customer Dispute | Award / Judgment | $376,405.00 | $85,000.00 | See Allegations |
Craig Lee Carson | 41892 | 23 | 02/13/1995 | Customer Dispute | Settled | $350,000.00 | $0.00 | See Allegations |
Craig Lee Carson | 41892 | 23 | 08/08/1990 | Customer Dispute | Award / Judgment | $500,000.00 | $225,500.00 | See Allegations |
Craig Lee Carson | 41892 | 23 | 07/02/1990 | Customer Dispute | Settled | $125,000.00 | $0.00 | See Allegations |
Craig Lee Carson | 41892 | 23 | 09/01/1988 | Customer Dispute | Settled | $850,000.00 | $0.00 | See Allegations |
Craig Lee Carson | 41892 | 23 | 10/01/1987 | Customer Dispute | Settled | $28,000.00 | $0.00 | See Allegations |
Craig Lee Carson | 41892 | 23 | 10/01/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |