Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Lamar Nielsen.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Steven Lamar Nielsen | 4184826 | 11 | 07/05/2023 | Customer Dispute | Settled | $51,000.00 | $0.00 | See Allegations |
| Steven Lamar Nielsen | 4184826 | 11 | 11/21/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See Allegations |
| Steven Lamar Nielsen | 4184826 | 11 | 10/18/2022 | Customer Dispute | Settled | $69,000.00 | $0.00 | See Allegations |
| Steven Lamar Nielsen | 4184826 | 11 | 08/04/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Steven Lamar Nielsen | 4184826 | 11 | 02/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Steven Lamar Nielsen | 4184826 | 11 | 05/12/2017 | Customer Dispute | Settled | $7,500.00 | $0.00 | See Allegations |
| Steven Lamar Nielsen | 4184826 | 11 | 10/28/2014 | Customer Dispute | Settled | $90,000.00 | $0.00 | See Allegations |