Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Lamar Nielsen.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Steven Lamar Nielsen | 4184826 | 11 | 08/21/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See Allegations |
| Steven Lamar Nielsen | 4184826 | 11 | 03/25/2024 | Customer Dispute | Pending | $46,000.00 | $0.00 | See Allegations |
| Steven Lamar Nielsen | 4184826 | 11 | 10/31/2023 | Customer Dispute | Pending | $36,000.00 | $0.00 | See Allegations |