Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Lamar Nielsen.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Steven Lamar Nielsen | 4184826 | 11 | 12/31/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |