Our Staff has compiled our research into a database of FINRA Broker Allegations for David Wilson Williams.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Wilson Williams | 4178982 | 3 | 03/14/2016 | Customer Dispute | Settled | $2,780,000.00 | $0.00 | See Allegations |
| David Wilson Williams | 4178982 | 3 | 01/27/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |